0001298088-20-000026.txt : 20201104 0001298088-20-000026.hdr.sgml : 20201104 20201104170854 ACCESSION NUMBER: 0001298088-20-000026 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20201104 DATE AS OF CHANGE: 20201104 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Rice Acquisition Corp. CENTRAL INDEX KEY: 0001823766 STANDARD INDUSTRIAL CLASSIFICATION: BLANK CHECKS [6770] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-91810 FILM NUMBER: 201287512 BUSINESS ADDRESS: STREET 1: 102 EAST MAIN STREET STREET 2: SECOND STORY CITY: CARNEGIE STATE: PA ZIP: 15106 BUSINESS PHONE: (713) 446-6259 MAIL ADDRESS: STREET 1: 102 EAST MAIN STREET STREET 2: SECOND STORY CITY: CARNEGIE STATE: PA ZIP: 15106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: CIBC Private Wealth Group, LLC CENTRAL INDEX KEY: 0001298088 IRS NUMBER: 043173832 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 3290 NORTHSIDE PARKWAY STREET 2: 7TH FLOOR CITY: ATLANTA STATE: 2Q ZIP: 30327 BUSINESS PHONE: 404-881-3400 MAIL ADDRESS: STREET 1: 3290 NORTHSIDE PARKWAY STREET 2: 7TH FLOOR CITY: ATLANTA STATE: 2Q ZIP: 30327 FORMER COMPANY: FORMER CONFORMED NAME: Atlantic Trust Group, LLC DATE OF NAME CHANGE: 20140124 FORMER COMPANY: FORMER CONFORMED NAME: Atlantic Trust Group, Inc. DATE OF NAME CHANGE: 20040722 SC 13G 1 rac13G-2020.txt RICE ACQUISITION CORP UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. ________)* Rice Acquistion Corp. (Name of Issuer) Common (Title of Class of Securities) 762594208 (CUSIP Number) Gregory B. Campbell, Chief Compliance Officer 181 W Madison St, 36th Flr, Chicago, IL 312-368-7773 (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) October 22, 2020 (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: X Rule 13d-1(b) Rule 13d-1(c) Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No 762594208 13G Page 2of 5 Pages 1. NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) CIBC Private Wealth Group, LLC 04-3173832 2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (see instructions) (a) (b) 3. SEC USE ONLY 4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH 5. SOLE VOTING POWER 2,128,500 6. SHARED VOTING POWER 0 7. SOLE DISPOSITIVE POWER 2,128,500 8. SHARED DISPOSITIVE POWER 0 9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 2,128,500 10. CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (see instructions) 11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 9.9% 12.TYPE OF REPORTING PERSON (see instructions) Parent holding company or control person in accordance with Section 240.13d-1(b)(1)(ii)(G) Item 1. (a) Name of Issuer Rice Acquisition Corp (b) Address of Issuer's Principal Executive Offices 102 East Main Street Carnegie, PA 15106 Item 2. (a) Name of Person Filing CIBC Private Wealth Group, LLC (b) Address of the Principal Office or, if none, residence 181 W Madison St 36th Flr Chicago, IL 60602 (c) Citizenship Delaware (d) Title of Class of Securities Common (e) CUSIP Number 762594208 Item 3.If this statement is filed pursuant to section 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o). (b) Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) An investment adviser in accordance with section 240.13d-1(b)(1)(ii)(E): (f) An employee benefit plan or endowment fund in accordance with section 240.13d-1(b)(1)(ii)(F); (g)X A parent holding company or control person in accordance with section 240.13d-1(b)(1)(ii)(G); (h) A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813): (i) A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j)Group,in accordance with section 240.13d-1(b)(1)(ii)(J). CUSIP No.762594208 13G Page 4 of 5 Pages Item 4.Ownership. Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1. (a) Amount beneficially owned:2,128,500 (b) Percent of class: 9.9% (c) Number of shares as to which the person has: (i) Sole power to vote or to direct the vote 2,128,500 (ii) Shared power to vote or to direct the vote 0 (iii) Sole power to dispose or to direct the disposition of 2,128,500 (iv) Shared power to dispose or to direct the disposition of 0 Instruction. For computations regarding securities which represent a right to acquire an underlying security see section 240.13d-3(d)(1). Item 5.Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. Instruction. Dissolution of a group requires a response to this item Item 6.Ownership of More than Five Percent on Behalf of Another Person. Atlas Point Energy Infrastructure Fund, LLC Item 7.Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. CIBC National Trust Company Item 8.Identification and Classification of Members of the Group. Item 9.Notice of Dissolution of Group. CUSIP No 762594208 13G Page 5 of 5 Pages Item 10. Certification. (a) The following certification shall be included if the statement is filed pursuant to section 40.13d-1(b): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. (b) The following certification shall be included if the statement is filed pursuant to section 240.13d-1(c): By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. 11/04/2020 Date /s/ Mary E. Antunes Signature Mary E. Antunes/Director, Private Wealth Compliance Name/Title